pnas/pnas.tex
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   182 A linear 0-category is a vector space, and a representation
   182 A linear 0-category is a vector space, and a representation
   183 of a vector space is an element of the dual space.
   183 of a vector space is an element of the dual space.
   184 Thus a TQFT assigns to each closed $n$-manifold $Y$ a vector space $A(Y)$,
   184 Thus a TQFT assigns to each closed $n$-manifold $Y$ a vector space $A(Y)$,
   185 and to each $(n{+}1)$-manifold $W$ an element of $A(\bd W)^*$.
   185 and to each $(n{+}1)$-manifold $W$ an element of $A(\bd W)^*$.
   186 For the remainder of this paper we will in fact be interested in so-called $(n{+}\epsilon)$-dimensional
   186 For the remainder of this paper we will in fact be interested in so-called $(n{+}\epsilon)$-dimensional
   187 TQFTs, which are slightly weaker structures and do not assign anything to general $(n{+}1)$-manifolds, 
   187 TQFTs, which are slightly weaker structures in that they assign 
   188 but only to mapping cylinders.
   188 invariants to mapping cylinders of homeomorphisms between $n$-manifolds, but not to general $(n{+}1)$-manifolds.
   189 
   189 
   190 When $k=n-1$ we have a linear 1-category $A(S)$ for each $(n{-}1)$-manifold $S$,
   190 When $k=n-1$ we have a linear 1-category $A(S)$ for each $(n{-}1)$-manifold $S$,
   191 and a representation of $A(\bd Y)$ for each $n$-manifold $Y$.
   191 and a representation of $A(\bd Y)$ for each $n$-manifold $Y$.
   192 The TQFT gluing rule in dimension $n$ states that
   192 The TQFT gluing rule in dimension $n$ states that
   193 $A(Y_1\cup_S Y_2) \cong A(Y_1) \ot_{A(S)} A(Y_2)$,
   193 $A(Y_1\cup_S Y_2) \cong A(Y_1) \ot_{A(S)} A(Y_2)$,
   194 where $Y_1$ and $Y_2$ and $n$-manifolds with common boundary $S$.
   194 where $Y_1$ and $Y_2$ are $n$-manifolds with common boundary $S$.
   195 
   195 
   196 When $k=0$ we have an $n$-category $A(pt)$.
   196 When $k=0$ we have an $n$-category $A(pt)$.
   197 This can be thought of as the local part of the TQFT, and the full TQFT can be reconstructed from $A(pt)$
   197 This can be thought of as the local part of the TQFT, and the full TQFT can be reconstructed from $A(pt)$
   198 via colimits (see below).
   198 via colimits (see below).
   199 
   199 
   205 (The WRT invariants need to be reinterpreted as $3{+}1$-dimensional theories with only a weak 
   205 (The WRT invariants need to be reinterpreted as $3{+}1$-dimensional theories with only a weak 
   206 dependence on interiors in order to be
   206 dependence on interiors in order to be
   207 extended all the way down to dimension 0.)
   207 extended all the way down to dimension 0.)
   208 
   208 
   209 For other non-semisimple TQFT-like invariants, however, the above framework seems to be inadequate.
   209 For other non-semisimple TQFT-like invariants, however, the above framework seems to be inadequate.
   210 For example, the gluing rule for 3-manifolds in Ozsv\'{a}th-Szab\'{o}/Seiberg-Witten theory
   210 For example, the gluing rule for 3-manifolds in Ozsv\'ath-Szab\'o/Seiberg-Witten theory
   211 involves a tensor product over an $A_\infty$ 1-category associated to 2-manifolds \cite{1003.0598,1005.1248}.
   211 involves a tensor product over an $A_\infty$ 1-category associated to 2-manifolds \cite{1003.0598,1005.1248}.
   212 Long exact sequences are important computational tools in these theories,
   212 Long exact sequences are important computational tools in these theories,
   213 and also in Khovanov homology, but the colimit construction breaks exactness.
   213 and also in Khovanov homology, but the colimit construction breaks exactness.
   214 For these reasons and others, it is desirable to 
   214 For these reasons and others, it is desirable to 
   215 extend to above framework to incorporate ideas from derived categories.
   215 extend to above framework to incorporate ideas from derived categories.
   239 Of course, there are currently many interesting alternative notions of $n$-category and of TQFT.
   239 Of course, there are currently many interesting alternative notions of $n$-category and of TQFT.
   240 We note that our $n$-categories are both more and less general
   240 We note that our $n$-categories are both more and less general
   241 than the ``fully dualizable" ones which play a prominent role in \cite{0905.0465}.
   241 than the ``fully dualizable" ones which play a prominent role in \cite{0905.0465}.
   242 They are more general in that we make no duality assumptions in the top dimension $n{+}1$.
   242 They are more general in that we make no duality assumptions in the top dimension $n{+}1$.
   243 They are less general in that we impose stronger duality requirements in dimensions 0 through $n$.
   243 They are less general in that we impose stronger duality requirements in dimensions 0 through $n$.
   244 Thus our $n$-categories correspond to $(n{+}\epsilon)$-dimensional unoriented or oriented TQFTs, while
   244 Thus our $n$-categories correspond to $(n{+}\epsilon)$-dimensional {\it unoriented} or {\it oriented} TQFTs, while
   245 Lurie's (fully dualizable) $n$-categories correspond to $(n{+}1)$-dimensional framed TQFTs.
   245 Lurie's (fully dualizable) $n$-categories correspond to $(n{+}1)$-dimensional {\it framed} TQFTs.
   246 
   246 
   247 At several points we only sketch an argument briefly; full details can be found in \cite{1009.5025}. 
   247 At several points we only sketch an argument briefly; full details can be found in \cite{1009.5025}. 
   248 In this paper we attempt to give a clear view of the big picture without getting 
   248 In this paper we attempt to give a clear view of the big picture without getting 
   249 bogged down in technical details.
   249 bogged down in technical details.
   250 
   250 
   316 \end{axiom}
   316 \end{axiom}
   317 
   317 
   318 Note that the functoriality in the above axiom allows us to operate via
   318 Note that the functoriality in the above axiom allows us to operate via
   319 homeomorphisms which are not the identity on the boundary of the $k$-ball.
   319 homeomorphisms which are not the identity on the boundary of the $k$-ball.
   320 The action of these homeomorphisms gives the ``strong duality" structure.
   320 The action of these homeomorphisms gives the ``strong duality" structure.
   321 As such, we don't subdivide the boundary of a morphism
   321 For this reason we don't subdivide the boundary of a morphism
   322 into domain and range --- the duality operations can convert between domain and range.
   322 into domain and range in the next axiom --- the duality operations can convert between domain and range.
   323 
   323 
   324 Later we inductively define an extension of the functors $\cC_k$ to functors $\cl{\cC}_k$ 
   324 Later we inductively define an extension of the functors $\cC_k$ to functors $\cl{\cC}_k$ 
   325 from arbitrary manifolds to sets. We need  these functors for $k$-spheres, 
   325 defined on arbitrary manifolds. 
   326 for $k<n$, for the next axiom.
   326 We need  these functors for $k$-spheres, for $k<n$, for the next axiom.
   327 
   327 
   328 \begin{axiom}[Boundaries]\label{nca-boundary}
   328 \begin{axiom}[Boundaries]\label{nca-boundary}
   329 For each $k$-ball $X$, we have a map of sets $\bd: \cC_k(X)\to \cl{\cC}_{k-1}(\bd X)$.
   329 For each $k$-ball $X$, we have a map of sets $\bd: \cC_k(X)\to \cl{\cC}_{k-1}(\bd X)$.
   330 These maps, for various $X$, comprise a natural transformation of functors.
   330 These maps, for various $X$, comprise a natural transformation of functors.
   331 \end{axiom}
   331 \end{axiom}
   372 	\gl_Y : \cC(B_1)_E \times_{\cC(Y)} \cC(B_2)_E \to \cC(B)_E
   372 	\gl_Y : \cC(B_1)_E \times_{\cC(Y)} \cC(B_2)_E \to \cC(B)_E
   373 \]
   373 \]
   374 which is natural with respect to the actions of homeomorphisms, and also compatible with restrictions
   374 which is natural with respect to the actions of homeomorphisms, and also compatible with restrictions
   375 to the intersection of the boundaries of $B$ and $B_i$.
   375 to the intersection of the boundaries of $B$ and $B_i$.
   376 If $k < n$,
   376 If $k < n$,
   377 or if $k=n$ and we are in the $A_\infty$ case \nn{Kevin: remind me why we ask this?}, 
   377 or if $k=n$ and we are in the $A_\infty$ case, 
   378 we require that $\gl_Y$ is injective.
   378 we require that $\gl_Y$ is injective.
   379 (For $k=n$ in the isotopy $n$-category case, see below. \nn{where?})
   379 (For $k=n$ in the isotopy $n$-category case, see Axiom \ref{axiom:extended-isotopies}.)
   380 \end{axiom}
   380 \end{axiom}
   381 
   381 
   382 \begin{axiom}[Strict associativity] \label{nca-assoc}\label{axiom:associativity}
   382 \begin{axiom}[Strict associativity] \label{nca-assoc}\label{axiom:associativity}
   383 The gluing maps above are strictly associative.
   383 The gluing maps above are strictly associative.
   384 Given any decomposition of a ball $B$ into smaller balls
   384 Given any decomposition of a ball $B$ into smaller balls
   385 $$\bigsqcup B_i \to B,$$ 
   385 $$\bigsqcup B_i \to B,$$ 
   386 any sequence of gluings (where all the intermediate steps are also disjoint unions of balls) yields the same result.
   386 any sequence of gluings (where all the intermediate steps are also disjoint unions of balls) yields the same result.
   387 \end{axiom}
   387 \end{axiom}
   388 This axiom is only reasonable because the definition assigns a set to every ball; 
   388 %This axiom is only reasonable because the definition assigns a set to every ball; 
   389 any identifications would limit the extent to which we can demand associativity.
   389 %any identifications would limit the extent to which we can demand associativity.
       
   390 %%%% KW: It took me quite a while figure out what you [or I??] meant by the above, so I'm attempting a rewrite.
       
   391 Note that even though our $n$-categories are ``weak" in the traditional sense, we can require
       
   392 strict associativity because we have more morphisms (cf.\ discussion of Moore loops above).
       
   393 
   390 For the next axiom, a \emph{pinched product} is a map locally modeled on a degeneracy map between simplices.
   394 For the next axiom, a \emph{pinched product} is a map locally modeled on a degeneracy map between simplices.
   391 \begin{axiom}[Product (identity) morphisms]
   395 \begin{axiom}[Product (identity) morphisms]
   392 \label{axiom:product}
   396 \label{axiom:product}
   393 For each pinched product $\pi:E\to X$, with $X$ a $k$-ball and $E$ a $k{+}m$-ball ($m\ge 1$),
   397 For each pinched product $\pi:E\to X$, with $X$ a $k$-ball and $E$ a $k{+}m$-ball ($m\ge 1$),
   394 there is a map $\pi^*:\cC(X)\to \cC(E)$.
   398 there is a map $\pi^*:\cC(X)\to \cC(E)$.
   484 These action maps are required to restrict to the usual action of homeomorphisms on $C_0$, be associative up to homotopy,
   488 These action maps are required to restrict to the usual action of homeomorphisms on $C_0$, be associative up to homotopy,
   485 and also be compatible with composition (gluing) in the sense that
   489 and also be compatible with composition (gluing) in the sense that
   486 a diagram like the one in Theorem \ref{thm:CH} commutes.
   490 a diagram like the one in Theorem \ref{thm:CH} commutes.
   487 \end{axiom}
   491 \end{axiom}
   488 
   492 
   489 \subsection{Example (the fundamental $n$-groupoid)}
   493 \subsection{Example (the fundamental $n$-groupoid)} \mbox{}
   490 We will define $\pi_{\le n}(T)$, the fundamental $n$-groupoid of a topological space $T$.
   494 We will define $\pi_{\le n}(T)$, the fundamental $n$-groupoid of a topological space $T$.
   491 When $X$ is a $k$-ball with $k<n$, define $\pi_{\le n}(T)(X)$
   495 When $X$ is a $k$-ball with $k<n$, define $\pi_{\le n}(T)(X)$
   492 to be the set of continuous maps from $X$ to $T$.
   496 to be the set of continuous maps from $X$ to $T$.
   493 When $X$ is an $n$-ball, define $\pi_{\le n}(T)(X)$ to be homotopy classes (rel boundary) of such maps.
   497 When $X$ is an $n$-ball, define $\pi_{\le n}(T)(X)$ to be homotopy classes (rel boundary) of such maps.
   494 Define boundary restrictions and gluing in the obvious way.
   498 Define boundary restrictions and gluing in the obvious way.
   498 We can also define an $A_\infty$ version $\pi_{\le n}^\infty(T)$ of the fundamental $n$-groupoid.
   502 We can also define an $A_\infty$ version $\pi_{\le n}^\infty(T)$ of the fundamental $n$-groupoid.
   499 For $X$ an $n$-ball define $\pi_{\le n}^\infty(T)(X)$ to be the space of all maps from $X$ to $T$
   503 For $X$ an $n$-ball define $\pi_{\le n}^\infty(T)(X)$ to be the space of all maps from $X$ to $T$
   500 (if we are enriching over spaces) or the singular chains on that space (if we are enriching over chain complexes).
   504 (if we are enriching over spaces) or the singular chains on that space (if we are enriching over chain complexes).
   501 
   505 
   502 
   506 
   503 \subsection{Example (string diagrams)}
   507 \subsection{Example (string diagrams)} \mbox{}
   504 Fix a ``traditional" $n$-category $C$ with strong duality (e.g.\ a pivotal 2-category).
   508 Fix a ``traditional" $n$-category $C$ with strong duality (e.g.\ a pivotal 2-category).
   505 Let $X$ be a $k$-ball and define $\cS_C(X)$ to be the set of $C$ string diagrams drawn on $X$;
   509 Let $X$ be a $k$-ball and define $\cS_C(X)$ to be the set of $C$ string diagrams drawn on $X$;
   506 that is, certain cell complexes embedded in $X$, with the codimension-$j$ cells labeled by $j$-morphisms of $C$.
   510 that is, certain cell complexes embedded in $X$, with the codimension-$j$ cells labeled by $j$-morphisms of $C$.
   507 If $X$ is an $n$-ball, identify two such string diagrams if they evaluate to the same $n$-morphism of $C$.
   511 If $X$ is an $n$-ball, identify two such string diagrams if they evaluate to the same $n$-morphism of $C$.
   508 Boundary restrictions and gluing are again straightforward to define.
   512 Boundary restrictions and gluing are again straightforward to define.
   509 Define product morphisms via product cell decompositions.
   513 Define product morphisms via product cell decompositions.
   510 
   514 
   511 \subsection{Example (bordism)}
   515 \subsection{Example (bordism)} \mbox{}
   512 When $X$ is a $k$-ball with $k<n$, $\Bord^n(X)$ is the set of all $k$-dimensional
   516 When $X$ is a $k$-ball with $k<n$, $\Bord^n(X)$ is the set of all $k$-dimensional
   513 submanifolds $W$ in $X\times \bbR^\infty$ which project to $X$ transversely
   517 submanifolds $W$ in $X\times \bbR^\infty$ which project to $X$ transversely
   514 to $\bd X$.
   518 to $\bd X$.
   515 For an $n$-ball $X$ define $\Bord^n(X)$ to be homeomorphism classes rel boundary of such $n$-dimensional submanifolds.
   519 For an $n$-ball $X$ define $\Bord^n(X)$ to be homeomorphism classes rel boundary of such $n$-dimensional submanifolds.
   516 
   520