text/appendixes/famodiff.tex
author Scott Morrison <scott@tqft.net>
Sat, 26 Jun 2010 16:31:28 -0700
changeset 400 a02a6158f3bd
parent 345 c27e875508fd
child 550 c9f41c18a96f
permissions -rw-r--r--
Breaking up 'properties' in the intro into smaller subsections, converting many properties back to theorems, and numbering according to where they occur in the text. Not completely done, e.g. the action map which needs statements made consistent.

%!TEX root = ../../blob1.tex

\section{Adapting families of maps to open covers}  \label{sec:localising}


Let $X$ and $T$ be topological spaces, with $X$ compact.
Let $\cU = \{U_\alpha\}$ be an open cover of $X$ which affords a partition of
unity $\{r_\alpha\}$.
(That is, $r_\alpha : X \to [0,1]$; $r_\alpha(x) = 0$ if $x\notin U_\alpha$;
for fixed $x$, $r_\alpha(x) \ne 0$ for only finitely many $\alpha$; and $\sum_\alpha r_\alpha = 1$.)
Since $X$ is compact, we will further assume that $r_\alpha = 0$ (globally) 
for all but finitely many $\alpha$.

Consider  $C_*(\Maps(X\to T))$, the singular chains on the space of continuous maps from $X$ to $T$.
$C_k(\Maps(X \to T))$ is generated by continuous maps
\[
	f: P\times X \to T ,
\]
where $P$ is some convex linear polyhedron in $\r^k$.
Recall that $f$ is {\it supported} on $S\sub X$ if $f(p, x)$ does not depend on $p$ when
$x \notin S$, and that $f$ is {\it adapted} to $\cU$ if 
$f$ is supported on the union of at most $k$ of the $U_\alpha$'s.
A chain $c \in C_*(\Maps(X \to T))$ is adapted to $\cU$ if it is a linear combination of 
generators which are adapted.

\begin{lemma} \label{basic_adaptation_lemma}
Let $f: P\times X \to T$, as above.
Then there exists
\[
	F: I \times P\times X \to T
\]
such that
\begin{enumerate}
\item $F(0, \cdot, \cdot) = f$ .
\item We can decompose $P = \cup_i D_i$ so that
the restrictions $F(1, \cdot, \cdot) : D_i\times X\to T$ are all adapted to $\cU$.
\item If $f$ has support $S\sub X$, then
$F: (I\times P)\times X\to T$ (a $k{+}1$-parameter family of maps) also has support $S$.
Furthermore, if $Q$ is a convex linear subpolyhedron of $\bd P$ and $f$ restricted to $Q$
has support $S' \subset X$, then
$F: (I\times Q)\times X\to T$ also has support $S'$.
\item Suppose both $X$ and $T$ are smooth manifolds, metric spaces, or PL manifolds, and 
let $\cX$ denote the subspace of $\Maps(X \to T)$ consisting of immersions or of diffeomorphisms (in the smooth case), 
bi-Lipschitz homeomorphisms (in the metric case), or PL homeomorphisms (in the PL case).
 If $f$ is smooth, Lipschitz or PL, as appropriate, and $f(p, \cdot):X\to T$ is in $\cX$ for all $p \in P$
then $F(t, p, \cdot)$ is also in $\cX$ for all $t\in I$ and $p\in P$.
\end{enumerate}
\end{lemma}

\begin{proof}
Our homotopy will have the form
\eqar{
    F: I \times P \times X &\to& X \\
    (t, p, x) &\mapsto& f(u(t, p, x), x)
}
for some function
\eq{
    u : I \times P \times X \to P .
}

First we describe $u$, then we argue that it makes the conclusions of the lemma true.

For each cover index $\alpha$ choose a cell decomposition $K_\alpha$ of $P$
such that the various $K_\alpha$ are in general position with respect to each other.
If we are in one of the cases of item 4 of the lemma, also choose $K_\alpha$
sufficiently fine as described below.

\def\jj{\tilde{L}}
Let $L$ be a common refinement of all the $K_\alpha$'s.
Let $\jj$ denote the handle decomposition of $P$ corresponding to $L$.
Each $i$-handle $C$ of $\jj$ has an $i$-dimensional tangential coordinate and,
more importantly for our purposes, a $k{-}i$-dimensional normal coordinate.
We will typically use the same notation for $i$-cells of $L$ and the 
corresponding $i$-handles of $\jj$.

For each (top-dimensional) $k$-cell $C$ of each $K_\alpha$, choose a point $p(C) \in C \sub P$.
If $C$ meets a subpolyhedron $Q$ of $\bd P$, we require that $p(C)\in Q$.
(It follows that if $C$ meets both $Q$ and $Q'$, then $p(C)\in Q\cap Q'$.
Ensuring this is possible corresponds to some mild constraints on the choice of the $K_\alpha$.)

Let $D$ be a $k$-handle of $\jj$.
For each $\alpha$ let $C(D, \alpha)$ be the $k$-cell of $K_\alpha$ which contains $D$
and let $p(D, \alpha) = p(C(D, \alpha))$.

For $p \in D$ we define
\eq{
    u(t, p, x) = (1-t)p + t \sum_\alpha r_\alpha(x) p(D, \alpha) .
}
(Recall that $P$ is a convex linear polyhedron, so the weighted average of points of $P$
makes sense.)

Thus far we have defined $u(t, p, x)$ when $p$ lies in a $k$-handle of $\jj$.
We will now extend $u$ inductively to handles of index less than $k$.

Let $E$ be a $k{-}1$-handle.
$E$ is homeomorphic to $B^{k-1}\times [0,1]$, and meets
the $k$-handles at $B^{k-1}\times\{0\}$ and $B^{k-1}\times\{1\}$.
Let $\eta : E \to [0,1]$, $\eta(x, s) = s$ be the normal coordinate
of $E$.
Let $D_0$ and $D_1$ be the two $k$-handles of $\jj$ adjacent to $E$.
There is at most one index $\beta$ such that $C(D_0, \beta) \ne C(D_1, \beta)$.
(If there is no such index, choose $\beta$
arbitrarily.)
For $p \in E$, define
\eq{
    u(t, p, x) = (1-t)p + t \left( \sum_{\alpha \ne \beta} r_\alpha(x) p(D_0, \alpha)
            + r_\beta(x) (\eta(p) p(D_0, \beta) + (1-\eta(p)) p(D_1, \beta)) \right) .
}


Now for the general case.
Let $E$ be a $k{-}j$-handle.
Let $D_0,\ldots,D_a$ be the $k$-handles adjacent to $E$.
There is a subset of cover indices $\cN$, of cardinality $j$, 
such that if $\alpha\notin\cN$ then
$p(D_u, \alpha) = p(D_v, \alpha)$ for all $0\le u,v \le a$.
For fixed $\beta\in\cN$ let $\{q_{\beta i}\}$ be the set of values of 
$p(D_u, \beta)$ for $0\le u \le a$.
Recall the product structure $E = B^{k-j}\times B^j$.
Inductively, we have defined functions $\eta_{\beta i}:\bd B^j \to [0,1]$ such that
$\sum_i \eta_{\beta i} = 1$ for all $\beta\in \cN$.
Choose extensions of $\eta_{\beta i}$ to all of $B^j$.
Via the projection $E\to B^j$, regard $\eta_{\beta i}$ as a function on $E$.
Now define, for $p \in E$,
\begin{equation}
\label{eq:u}
    u(t, p, x) = (1-t)p + t \left(
            \sum_{\alpha \notin \cN} r_\alpha(x) p(D_0, \alpha)
                + \sum_{\beta \in \cN} r_\beta(x) \left( \sum_i \eta_{\beta i}(p) \cdot q_{\beta i} \right)
             \right) .
\end{equation}

This completes the definition of $u: I \times P \times X \to P$. 
The formulas above are consistent: for $p$ at the boundary between a $k-j$-handle and 
a $k-(j+1)$-handle the corresponding expressions in Equation \eqref{eq:u} agree, 
since one of the normal coordinates becomes $0$ or $1$. 
Note that if $Q\sub \bd P$ is a convex linear subpolyhedron, then $u(I\times Q\times X) \sub Q$.

\medskip

Next we verify that $u$ affords $F$ the properties claimed in the statement of the lemma.

Since $u(0, p, x) = p$ for all $p\in P$ and $x\in X$, $F(0, p, x) = f(p, x)$ for all $p$ and $x$.
Therefore $F$ is a homotopy from $f$ to something.


\medskip

Next we show that for each handle $D$ of $J$, $F(1, \cdot, \cdot) : D\times X \to X$
is a singular cell adapted to $\cU$.
Let $k-j$ be the index of $D$.
Referring to Equation \eqref{eq:u}, we see that $F(1, p, x)$ depends on $p$ only if 
$r_\beta(x) \ne 0$ for some $\beta\in\cN$, i.e.\ only if
$x\in \bigcup_{\beta\in\cN} U_\beta$.
Since the cardinality of $\cN$ is $j$ which is less than or equal to $k$,
this shows that $F(1, \cdot, \cdot) : D\times X \to X$ is adapted to $\cU$.

\medskip

Next we show that $F$ does not increase supports.
If $f(p,x) = f(p',x)$ for all $p,p'\in P$,
then 
\[
	F(t, p, x) = f(u(t,p,x),x) = f(u(t',p',x),x) = F(t',p',x)
\]
for all $(t,p)$ and $(t',p')$ in $I\times P$.
Similarly, if $f(q,x) = f(q',x)$ for all $q,q'\in Q\sub \bd P$,
then 
\[
	F(t, q, x) = f(u(t,q,x),x) = f(u(t',q',x),x) = F(t',q',x)
\]
for all $(t,q)$ and $(t',q')$ in $I\times Q$.
(Recall that we arranged above that $u(I\times Q\times X) \sub Q$.)

\medskip

Now for claim 4 of the lemma.
Assume that $X$ and $T$ are smooth manifolds and that $f$ is a smooth family of diffeomorphisms.
We must show that we can choose the $K_\alpha$'s and $u$ so that $F(t, p, \cdot)$ is a 
diffeomorphism for all $t$ and $p$.
It suffices to 
show that the derivative $\pd{F}{x}(t, p, x)$ is non-singular for all $(t, p, x)$.
We have
\eq{
%   \pd{F}{x}(t, p, x) = \pd{f}{x}(u(t, p, x), x) + \pd{f}{p}(u(t, p, x), x) \pd{u}{x}(t, p, x) .
    \pd{F}{x} = \pd{f}{x} + \pd{f}{p} \pd{u}{x} .
}
Since $f$ is a family of diffeomorphisms and $X$ and $P$ are compact, 
$\pd{f}{x}$ is non-singular and bounded away from zero.
Also, since $f$ is smooth $\pd{f}{p}$ is bounded.
Thus if we can insure that $\pd{u}{x}$ is sufficiently small, we are done.
It follows from Equation \eqref{eq:u} above that $\pd{u}{x}$ depends on $\pd{r_\alpha}{x}$
(which is bounded)
and the differences amongst the various $p(D_0,\alpha)$'s and $q_{\beta i}$'s.
These differences are small if the cell decompositions $K_\alpha$ are sufficiently fine.
This completes the proof that $F$ is a homotopy through diffeomorphisms.

If we replace ``diffeomorphism" with ``immersion" in the above paragraph, the argument goes
through essentially unchanged.

Next we consider the case where $f$ is a family of bi-Lipschitz homeomorphisms.
Recall that we assume that $f$ is Lipschitz in the $P$ direction as well.
The argument in this case is similar to the one above for diffeomorphisms, with
bounded partial derivatives replaced by Lipschitz constants.
Since $X$ and $P$ are compact, there is a universal bi-Lipschitz constant that works for 
$f(p, \cdot)$ for all $p$.
By choosing the cell decompositions $K_\alpha$ sufficiently fine,
we can insure that $u$ has a small Lipschitz constant in the $X$ direction.
This allows us to show that $F(t, p, \cdot)$ has a bi-Lipschitz constant
close to the universal bi-Lipschitz constant for $f$.

Since PL homeomorphisms are bi-Lipschitz, we have established this last remaining case of claim 4 of the lemma as well.
\end{proof}

\begin{lemma} \label{extension_lemma_c}
Let $\cX_*$ be any of $C_*(\Maps(X \to T))$ or singular chains on the 
subspace of $\Maps(X\to T)$ consisting of immersions, diffeomorphisms, 
bi-Lipschitz homeomorphisms or PL homeomorphisms.
Let $G_* \subset \cX_*$ denote the chains adapted to an open cover $\cU$
of $X$.
Then $G_*$ is a strong deformation retract of $\cX_*$.
\end{lemma}
\begin{proof}
It suffices to show that given a generator $f:P\times X\to T$ of $\cX_k$ with
$\bd f \in G_{k-1}$ there exists $h\in \cX_{k+1}$ with $\bd h = f + g$ and $g \in G_k$.
This is exactly what Lemma \ref{basic_adaptation_lemma}
gives us.
More specifically, let $\bd P = \sum Q_i$, with each $Q_i\in G_{k-1}$.
Let $F: I\times P\times X\to T$ be the homotopy constructed in Lemma \ref{basic_adaptation_lemma}.
Then $\bd F$ is equal to $f$ plus $F(1, \cdot, \cdot)$ plus the restrictions of $F$ to $I\times Q_i$.
Part 2 of Lemma \ref{basic_adaptation_lemma} says that $F(1, \cdot, \cdot)\in G_k$,
while part 3 of Lemma \ref{basic_adaptation_lemma} says that the restrictions to $I\times Q_i$ are in $G_k$.
\end{proof}

\medskip

\nn{need to clean up references from the main text to the lemmas of this section}

%%%%%% Lo, \noop{...}
\noop{

\medskip

\nn{do we want to keep the following?}

\nn{ack! not easy to adapt (pun) this old text to continuous maps (instead of homeos, as
in the old version); just delete (\\noop) it all for now}

The above lemmas remain true if we replace ``adapted" with ``strongly adapted", as defined below.
The proof of Lemma \ref{basic_adaptation_lemma} is modified by
choosing the common refinement $L$ and interpolating maps $\eta$
slightly more carefully.
Since we don't need the stronger result, we omit the details.

Let $X$, $T$ and $\cU$ be as above.
A $k$-parameter family of maps $f: P \times X \to T$ is
{\it strongly adapted to $\cU$} if there is a factorization
\eq{
    P = P_1 \times \cdots \times P_m
}
(for some $m \le k$)
and families of homeomorphisms
\eq{
    f_i :  P_i \times X \to T
}
such that
\begin{itemize}
\item each $f_i$ is supported on some connected $V_i \sub X$;
\item the sets $V_i$ are mutually disjoint;
\item each $V_i$ is the union of at most $k_i$ of the $U_\alpha$'s,
where $k_i = \dim(P_i)$; and
\item $f(p, \cdot) = g \circ f_1(p_1, \cdot) \circ \cdots \circ f_m(p_m, \cdot)$
for all $p = (p_1, \ldots, p_m)$, for some fixed $g:X\to T$.
\end{itemize}

}
% end \noop